Industry Expertise
Michael is the Co-Founder and Managing Partner of Daszkal Bolton LLP. He focuses on helping broker dealers and hedge funds navigate the complex compliance requirements imposed by both the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Click here for Michael's full biography.
For additional information on our broker-dealer services, click here to contact Michael.
Broker Dealer/Hedge Funds
Daszkal Bolton LLP has served the needs of broker dealers and hedge funds across South Florida and the nation for almost 20 years. Our technical expertise enables us to provide guidance on the vast and changing regulatory requirements of the Securities & Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Our Broker Dealer/Hedge Fund Services Include:
- Broker Dealer Audits
- Compliance Reviews and Audits
- Independent Testing for Compliance with a Firm's Anti-Money Laundering (AML) Program
- Surprise Audits of Investment Advisers that have Custody of Client Assets
- Custody Control Reviews
- Assistance with Regulatory Examinations
- Tax Planning & Compliance
Our Value Proposition
Daszkal Bolton LLP offers years of experience providing solutions for the accounting and audit needs of Broker Dealers/Hedge Funds. Our team of experts has a strong understanding of the constantly changing compliance and regulatory challenges companies in this industry niche face. We understand the various pressures Broker Dealers/Hedge Funds face from the various agencies and trading organizations with whom they are required to report. Rely on Daszkal Bolton to help guide you through complex compliance issues and to provide superior accounting, tax and business advice.
Contact Us
If you have been thinking about making a change because of service concerns, fee issues, or are simply seeking a firm with expertise in serving broker dealers and hedge funds, consider Daszkal Bolton LLP. Click here to contact us. After a brief conversation, we can identify the best solutions based on your specific situation.
